DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•••••••• C••••••• L•••

Hedge Fundadvised byS•••••••• C•••••• M••••••••• L••asset manager805-7490948744IAPD
Gross asset value
$348M
as of Oct 9, 2024; not a fund size
Peak GAV
$348M
highest filing
Owners
108
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
17%
of the fund
Owned by funds
29%
fund-of-funds interests
Non-US owners
6%
Reported
18 filings
Mar 24, 2015 to Oct 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$348M as of Oct 9, 2024
Mar 24, 2015$109M then
Owners108 as of Oct 9, 2024
Mar 24, 201566 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-92338reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Jefferies LLC
    New York, New York
  • Northbrook Bank & Trust
    Northbrook, Illinois
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
17%reportedadviser and related persons