DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• R•••• E• C••••• U••••••• F••• L••
Gross asset value
$121M
as of Oct 28, 2013; not a fund size
Peak GAV
$147M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
9 filings
Mar 30, 2012 to Oct 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$121M as of Oct 28, 2013
Mar 30, 2012$101M then
Owners21 as of Oct 28, 2013
Mar 30, 201222 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-84045reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny MellonNew York, New York
- Deutsche Bank AgMumbai, India
- Deutsche Bank Ag - MumbaiMumbia, India
- Deutsche Bank Securities Inc.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- The Bank Of New York Mellon Sa/NvBrussels, Belgium
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons