DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Other Private Fundadvised byunclassified805-7502740322IAPD
Gross asset value
$428M
as of Mar 27, 2024; not a fund size
Peak GAV
$564M
highest filing
Owners
14
beneficial owners reported
Minimum investment
$100M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
90%
Reported
4 filings
Dec 21, 2022 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$428M as of Mar 27, 2024
Dec 21, 2022$564M then
Owners14 as of Mar 27, 2024
Dec 21, 202214 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feederreported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 3% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
MUTUAL FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cathay Bank
    Jersey City, New Jersey · LEI FT6J43S06X6CLJ0R0B48
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
3.0%reportedadviser and related persons