DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•• E••••• F•••• L•••
Gross asset value
$22.4M
as of Feb 23, 2021; not a fund size
Peak GAV
$50.2M
highest filing
Owners
17
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
34 filings
Nov 10, 2016 to Feb 23, 2021
Reporting history
one row per Form ADV filing
Gross asset value$22.4M as of Feb 23, 2021
Nov 10, 2016$16.2M then
Owners17 as of Feb 23, 2021
Nov 10, 20167 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 13% of the adviser's clients investedreported
- Form D file number
- 021-273497reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor Services, Inc.Chicago, Illinois · LEI I9O8MELCUVOTLJABOX9
- Inwood National BankDallas, Texas · LEI 549300AHVQ1LDFNP8P69
- Northern TrustChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons