DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•• P•••••• I••••• F••• I• L••
Gross asset value
$19.6M
as of Apr 30, 2024; not a fund size
Peak GAV
$25.1M
highest filing
Owners
99
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Jan 19, 2017 to Apr 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$19.6M as of Apr 30, 2024
Jan 19, 2017$0 then
Owners99 as of Apr 30, 2024
Jan 19, 20170 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 12% of the adviser's clients investedreported
- Form D file number
- 021-273643reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
- First National BankHermitage, Pennsylvania
Across DFX
shared identifiers only
- W•• P•••••• I••••• F••• I• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons