DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••••••• S••••••••• P•••••••• L••
Gross asset value
$399M
as of Aug 14, 2023; not a fund size
Peak GAV
$427M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Mar 28, 2019 to Aug 14, 2023
Reporting history
one row per Form ADV filing
Gross asset value$399M as of Aug 14, 2023
Mar 28, 2019$41.0M then
Owners1 as of Aug 14, 2023
Mar 28, 20192 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-330641reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Tmi Trust CompanyFort Worth, Texas
- Webster Bank N.A.Montebello, New York · LEI WV0OVGBTLUP1XIUJE722
Across DFX
shared identifiers only
- M••••••••• S••••••••• P•••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons