DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•• H••••••• I•• L•

Private Equity Fundadvised byS••••• M••••••• C••••••• L•asset manager805-7579023678IAPD
Gross asset value
$62.7M
as of Sep 30, 2024; not a fund size
Peak GAV
$69.4M
highest filing
Owners
205
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
63%
of the fund
Owned by funds
49%
fund-of-funds interests
Non-US owners
2%
Reported
53 filings
Mar 30, 2012 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$62.7M as of Sep 30, 2024
Mar 30, 2012$8.0M then
Owners205 as of Sep 30, 2024
Mar 30, 201213 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 49% of the adviser's clients investedreported
Form D file number
021-175884reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Interactive Brokers LLC
    Greenwich, Connecticut
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
63%reportedadviser and related persons