DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
3•••• G••••• O••••••••• F•••• L•
Gross asset value
$152M
as of Oct 28, 2020; not a fund size
Peak GAV
$186M
highest filing
Owners
65
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
45%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
10%
Reported
23 filings
Mar 21, 2016 to Oct 28, 2020
Reporting history
one row per Form ADV filing
Gross asset value$152M as of Oct 28, 2020
Mar 21, 2016$64.9M then
Owners65 as of Oct 28, 2020
Mar 21, 20169 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-251950reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc BankChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- Fidelity Brokerage Services LLCSmithfield, Rhode Island
- Goldman Sachs InternationalLondon, United Kingdom · LEI 549300CNTHYQ5LDNJT39
- Morgan Stanley & Co. LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 45%reportedadviser and related persons