DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• P•••••• E••••• F••• I•• L•••
Gross asset value
$181M
as of Jul 3, 2024; not a fund size
Peak GAV
$181M
highest filing
Owners
125
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
26%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
29%
Reported
5 filings
Mar 7, 2022 to Jul 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$181M as of Jul 3, 2024
Mar 7, 2022$176M then
Owners125 as of Jul 3, 2024
Mar 7, 2022125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-321871reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankGreenwich, Connecticut · LEI YWC0TIKBQM2JV8L4IV08
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- S••••• P•••••• E••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 26%reportedadviser and related persons