DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• I•••••••• C••••• I•• •••• L•••
Gross asset value
$51,201
as of Sep 30, 2024; not a fund size
Peak GAV
$123,157
highest filing
Owners
15
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
83%
Reported
22 filings
Mar 29, 2019 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$51,201 as of Sep 30, 2024
Mar 29, 2019$66,080 then
Owners15 as of Sep 30, 2024
Mar 29, 20199 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Silicon Valley Bank, A Division Of First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- S••••• I•••••••• C••••• I•• •••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 99%reportedadviser and related persons