DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H•••••••• I••••••••• F•••• L•

Other Private Fundadvised byS••• A•••••••• L••asset manager805-7669786207IAPD
Gross asset value
$21.7M
as of Sep 17, 2024; not a fund size
Peak GAV
$52.8M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
31 filings
Mar 28, 2012 to Sep 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$21.7M as of Sep 17, 2024
Mar 28, 2012$52.8M then
Owners28 as of Sep 17, 2024
Mar 28, 201279 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-83310reportedthe join to the Form D offering
Type as written
FUND OF FUND WHICH INVESTS IN MULTIPLE TYPES OF PRIVATE FUNDS, SEPARATELY MANAGED EQUITY, FIXED INCOME ACCOUNTS, RICS & ETFSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    Orlando, Florida
  • National Financial Services LLC
    Boston, Massachusetts
  • Northern Trust Securities, Inc.
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons