DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N•••••• O•••••••• I•••

Hedge Fundadvised byF••••••• C•••••• M••••••••• L•••••asset manager805-7669904417no longer reportedIAPD
Gross asset value
$303M
as of Nov 6, 2018; not a fund size
Peak GAV
$331M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
79%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
73%
Reported
23 filings
Mar 30, 2012 to Nov 6, 2018
Reporting history
one row per Form ADV filing
Gross asset value$303M as of Nov 6, 2018
Mar 30, 2012$248M then
Owners13 as of Nov 6, 2018
Mar 30, 201211 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-3540500667reported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cicc Financial Trading Limited
    Hong Kong, Hong Kong · LEI 5299007S28V6QGNXK514
  • Deutsche Bank Ag
    London, United Kingdom · LEI 7LTWFZYICNSX8D621K86
  • Morgan Stanley & Co. International Plc
    London, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
  • The Northern Trust Company
    Chicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
  • UBS Ag
    London, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
79%reportedadviser and related persons