DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
0••• H•••••• • F••••••• C•••••• P••••••• V•• L•••
Private Equity Fundadvised byH•••••• • F••••••• L••asset manager805-7681653574no longer reportedIAPD
Gross asset value
$318M
as of Mar 29, 2022; not a fund size
Peak GAV
$6.7B
highest filing
Owners
234
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
13%
Reported
36 filings
Feb 10, 2012 to Mar 29, 2022
Reporting history
one row per Form ADV filing
Gross asset value$318M as of Mar 29, 2022
Feb 10, 2012$6.7B then
Owners234 as of Mar 29, 2022
Feb 10, 2012226 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-96537reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.San Francisco, California · LEI B4TYDEB6GKMZO031MB27
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- 6•• H•••••• • F••••••• C•••••• P••••••• V•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons