DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P•••••• N•• F•••• L••
Gross asset value
$5.3M
as of Apr 5, 2022; not a fund size
Peak GAV
$5.3M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 27, 2019 to Apr 5, 2022
Reporting history
one row per Form ADV filing
Gross asset value$5.3M as of Apr 5, 2022
Mar 27, 2019$4.0M then
Owners38 as of Apr 5, 2022
Mar 27, 201938 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Sustainable Metal Solutions, LLCNederland, Colorado · LEI 82-1733976
Across DFX
shared identifiers only
- P•••••• N•• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons