DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Spectrum III Investment Managers' Fund, L.P.

Private Equity Fundadvised bySpectrum Equityasset manager805-7746169175no longer reportedIAPD
Gross asset value
$52,573
as of Aug 13, 2014; not a fund size
Peak GAV
$7.7M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
91%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Feb 13, 2012 to Aug 13, 2014
Reporting history
one row per Form ADV filing
Gross asset value$52,573 as of Aug 13, 2014
Feb 13, 2012$1.4M then
Owners25 as of Aug 13, 2014
Feb 13, 201226 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank, N.A.
    San Francisco, California
  • Morgan Stanley
    Santa Barbara, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
91%reportedadviser and related persons