DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• I• A•••• F•••• L•
Gross asset value
$18.1M
as of Mar 23, 2020; not a fund size
Peak GAV
$70.4M
highest filing
Owners
52
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
13%
of the fund
Owned by funds
48%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 20, 2015 to Mar 23, 2020
Reporting history
one row per Form ADV filing
Gross asset value$18.1M as of Mar 23, 2020
Mar 20, 2015$2.8M then
Owners52 as of Mar 23, 2020
Mar 20, 201525 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-235988reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Transfer AgentBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Transfer AgentCanton, Massachusetts · LEI 2549001YYB62BVMSAO13
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV
- Pershing LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 13%reportedadviser and related persons