DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

G•••• E••••• I•••••••• I••• L•••

Private Equity Fundadvised byL•••••• G•••• • P•••••••• L•••asset manager805-7759341886no longer reportedIAPD
Gross asset value
$117M
as of Jul 14, 2014; not a fund size
Peak GAV
$232M
highest filing
Owners
80
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
22%
fund-of-funds interests
Non-US owners
22%
Reported
7 filings
Feb 14, 2012 to Jul 14, 2014
Reporting history
one row per Form ADV filing
Gross asset value$117M as of Jul 14, 2014
Feb 14, 2012$232M then
Owners80 as of Jul 14, 2014
Feb 14, 201274 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Monica, California
  • Wells Fargo Bank, N.A.
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons