DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

C•••• L••

Private Equity Fundadvised byC••••• A••••••••• •••• L••asset manager805-7760333063no longer reportedIAPD
Gross asset value
$7.5M
as of Feb 19, 2019; not a fund size
Peak GAV
$16.5M
highest filing
Owners
18
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Mar 30, 2012 to Feb 19, 2019
Reporting history
one row per Form ADV filing
Gross asset value$7.5M as of Feb 19, 2019
Mar 30, 2012$7.5M then
Owners18 as of Feb 19, 2019
Mar 30, 201219 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Jpmorgan Chase Bank, N.A.
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
11%reportedadviser and related persons