DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••••• C•••••• O••••••• F••• I•• L•••
Gross asset value
$565M
as of Mar 1, 2018; not a fund size
Peak GAV
$565M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
10 filings
Mar 30, 2012 to Mar 1, 2018
Reporting history
one row per Form ADV filing
Gross asset value$565M as of Mar 1, 2018
Mar 30, 2012$72.0M then
Owners1 as of Mar 1, 2018
Mar 30, 20122 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Clearing Corp.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCSan Francisco, California
- Morgan Stanley Institutional Liquidity Funds C/O Morgan Stanley Services Company, IncKansas City, Missouri
- Morgan Stanley Private Bank, National AssociationNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons