DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••• M••••• F••• L•
Gross asset value
$4.8B
as of Mar 28, 2024; not a fund size
Peak GAV
$7.7B
highest filing
Owners
166
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
24%
fund-of-funds interests
Non-US owners
46%
Reported
12 filings
Oct 7, 2019 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.8B as of Mar 28, 2024
Oct 7, 2019$0 then
Owners166 as of Mar 28, 2024
Oct 7, 20191 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-350403reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cowen Prime Services LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Jefferies LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
- A•••••• M••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons