DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B••••• G••••• V•••• F••• •••• L•••

Gross asset value
$113M
as of Jan 30, 2020; not a fund size
Peak GAV
$533M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Mar 22, 2012 to Jan 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$113M as of Jan 30, 2020
Mar 22, 2012$493M then
Owners58 as of Jan 30, 2020
Mar 22, 2012257 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-65492reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Northern Trust
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
8.0%reportedadviser and related persons