DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

T••• E•••••••• F••• V•• L••

Private Equity Fundadvised byT•••••••• L••asset manager805-7784553919no longer reportedIAPD
Gross asset value
$133,594
as of Mar 31, 2022; not a fund size
Peak GAV
$2.9M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
20%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 30, 2016 to Mar 31, 2022
Reporting history
one row per Form ADV filing
Gross asset value$133,594 as of Mar 31, 2022
Mar 30, 2016$1.8M then
Owners36 as of Mar 31, 2022
Mar 30, 201635 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-260487reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Tradition Capital Bank
    Edina, Minnesota
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
20%reportedadviser and related persons