DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••••••• C•••••• I• •••• L•••
Gross asset value
$41.4M
as of Mar 25, 2024; not a fund size
Peak GAV
$95.5M
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
79%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Sep 17, 2015 to Mar 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$41.4M as of Mar 25, 2024
Sep 17, 2015$15.0M then
Owners4 as of Mar 25, 2024
Sep 17, 20151 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-242997reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Jpmorgan Chase Bank, National AssociationSan Francisco, California · LEI 7H6GLXDRUGQFU57RNE97
- Morgan StanleyWalnut Creek, California
Across DFX
shared identifiers only
- T••••••••• C•••••• I• •••• L••• · peshared adv fund id
- T••••••••• C•••••• I• •••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons