DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• P••••••• F••• I• L•••
Gross asset value
$116M
as of Dec 15, 2017; not a fund size
Peak GAV
$164M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
19 filings
Mar 30, 2012 to Dec 15, 2017
Reporting history
one row per Form ADV filing
Gross asset value$116M as of Dec 15, 2017
Mar 30, 2012$152M then
Owners6 as of Dec 15, 2017
Mar 30, 201222 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-42437reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Deutsche Bank Securities Inc.San Francisco, California
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCSan Francisco, California
- State StreetBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons