DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O••• S••••• F••••••• I••••• F•••• L•••
Other Private Fundadvised byO••• C••••• P•••••••• L••asset manager805-7805862469no longer reportedIAPD
Gross asset value
$189M
as of Feb 18, 2022; not a fund size
Peak GAV
$189M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
97%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
33 filings
Apr 2, 2012 to Feb 18, 2022
Reporting history
one row per Form ADV filing
Gross asset value$189M as of Feb 18, 2022
Apr 2, 2012$45.3M then
Owners8 as of Feb 18, 2022
Apr 2, 201210 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-138610reportedthe join to the Form D offering
- Type as written
- COMMINGLED FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- U.S. Bank N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 97%reportedadviser and related persons