DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• D••••••• C•••• E••••• A•• I••••••••• L•
Gross asset value
$145M
as of Aug 24, 2020; not a fund size
Peak GAV
$185M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$952,595
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
10 filings
Mar 30, 2016 to Aug 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$145M as of Aug 24, 2020
Mar 30, 2016$157M then
Owners8 as of Aug 24, 2020
Mar 30, 201625 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- United Kingdomreported
- Clients solicited
- yes, 9% of the adviser's clients investedreported
- Form D file number
- 021-207037reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Trustees LimitedLondon, United Kingdom
Across DFX
shared identifiers only
- C•••••• D••••••• C•••• E••••• a•• I••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons