DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V•••• A•••• F•••• L•••
Gross asset value
$60.1M
as of Apr 1, 2024; not a fund size
Peak GAV
$1.9B
highest filing
Owners
9
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
87%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
35 filings
Oct 3, 2012 to Apr 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$60.1M as of Apr 1, 2024
Oct 3, 2012$356M then
Owners9 as of Apr 1, 2024
Oct 3, 201217 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-186177reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchNy, New York
- Bank Of America NaNew York, New York
- Barclays Bank PlcEngland And Wales, United Kingdom
- Bnp ParibasParis, France
- Bofa Securities, IncNew York, New York
- Citibank, N.A.Ny, New York
- Credit Suisse InternationalEngland And Wales, United Kingdom
- Deutsche BankLondon, United Kingdom
- Goldman Sachs InternationalEngland And Wales, United Kingdom
- Hsbc Bank PlcLondon, United Kingdom
- Hsbc Bank USANew York, New York
- JP Morgan Chase Bank New YorkNy, New York
- Morgan Stanley ServicesNy, New York
- Nomura International IncLondon, United Kingdom
- Standard Chartered BankLondon, United Kingdom
- The Bank Of New York MellonNy, New York
- UBS AgLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 87%reportedadviser and related persons