DFX Intelligence

RIA Intelligence

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Private fund

C•••••• L••

Private Equity Fundadvised byO•• H••••• C••••••• L••asset manager805-7869020774no longer reportedIAPD
Gross asset value
$22,314
as of Mar 29, 2019; not a fund size
Peak GAV
$39.3M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Sep 11, 2014 to Mar 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$22,314 as of Mar 29, 2019
Sep 11, 2014$10.6M then
Owners2 as of Mar 29, 2019
Sep 11, 20142 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 8% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • B••••• B•••
    Walla Walla, Washington
  • W•••••••• • R••••• P•••
    Seattle, Washington · related person of the adviser
  • W•••••• A••••••• B•••
    Phoenix, Arizona
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
1.0%reportedadviser and related persons