DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Venture Capital Fundadvised byP••••••• A••••••• L••state registered805-7869101838no longer reportedIAPD
Gross asset value
$652,919
as of Jan 15, 2020; not a fund size
Peak GAV
$652,919
highest filing
Owners
60
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
9 filings
Mar 31, 2015 to Jan 15, 2020
Reporting history
one row per Form ADV filing
Gross asset value$652,919 as of Jan 15, 2020
Mar 31, 2015$250,000 then
Owners60 as of Jan 15, 2020
Mar 31, 201552 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-224808reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Carta Securities, LLC
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
11%reportedadviser and related persons