DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
N•••••••• C••••••••• F••• X• L•••
Gross asset value
$4.9M
as of Oct 11, 2024; not a fund size
Peak GAV
$4.9M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
35%
Reported
7 filings
Mar 30, 2020 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.9M as of Oct 11, 2024
Mar 30, 2020$313,000 then
Owners20 as of Oct 11, 2024
Mar 30, 202019 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 8% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJacksonville, Florida
- Silicon Valley Bank, A Division Of First Citizens BankBoston, Massachusetts · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- N•••••••• C••••••••• F••• X• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons