DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
Q•• M•••• W•• S••• L•••
Gross asset value
$219M
as of Sep 12, 2024; not a fund size
Peak GAV
$219M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
35%
of the fund
Owned by funds
47%
fund-of-funds interests
Non-US owners
2%
Reported
4 filings
Mar 28, 2023 to Sep 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$219M as of Sep 12, 2024
Mar 28, 2023$179M then
Owners21 as of Sep 12, 2024
Mar 28, 202321 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-457342reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Dogwood State BankRaleigh, North Carolina · LEI 549300D3SGJ9UCUF2779
- First Citizens Bancshares, IncRaleigh, North Carolina · LEI 549300N3Z00ZHE2XC526
Across DFX
shared identifiers only
- Q•• M•••• W•• S••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 35%reportedadviser and related persons