DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• A••••••••• F•••
Gross asset value
$6.5M
as of Apr 23, 2021; not a fund size
Peak GAV
$57.4M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
34%
fund-of-funds interests
Non-US owners
86%
Reported
13 filings
Mar 30, 2018 to Apr 23, 2021
Reporting history
one row per Form ADV filing
Gross asset value$6.5M as of Apr 23, 2021
Mar 30, 2018$57.4M then
Owners33 as of Apr 23, 2021
Mar 30, 201817 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 28% of the adviser's clients investedreported
- Form D file number
- 021-281673reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- E•••••••• Japan Securities Co. Ltd.Tokyo, Japan · related person of the adviser · LEI 353800O6EQQFB1WXS538
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 22%reportedadviser and related persons