DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••• S•• O••••••••• F••• I•• L•••
Private Equity Fundadvised byK••• C•••••• M••••••••• I•••asset manager805-7929411718no longer reportedIAPD
Gross asset value
$38.7M
as of Aug 13, 2021; not a fund size
Peak GAV
$107M
highest filing
Owners
45
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
43%
fund-of-funds interests
Non-US owners
75%
Reported
10 filings
Mar 29, 2018 to Aug 13, 2021
Reporting history
one row per Form ADV filing
Gross asset value$38.7M as of Aug 13, 2021
Mar 29, 2018$107M then
Owners45 as of Aug 13, 2021
Mar 29, 201845 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-280694reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- KeybankCleveland, Ohio · LEI HUX2X73FUCYHUVH1BK7
- Suntrust BankAtlanta, Georgia
- Wells Fargo Bank, N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
- K••• S•• O••••••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 6.0%reportedadviser and related persons