DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A••• P••• F•••• L•
Gross asset value
$1.2B
as of Mar 28, 2024; not a fund size
Peak GAV
$2.0B
highest filing
Owners
341
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
32%
Reported
29 filings
Oct 3, 2014 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.2B as of Mar 28, 2024
Oct 3, 2014$63.3M then
Owners341 as of Mar 28, 2024
Oct 3, 20142 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-203815reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York
- CitibankTampa, Florida
- First Republic BankSan Francisco, California
- Morgan Stanley & Co. LLCNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons