DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A••••••• P••••• I••••••••• I••••••••• S••• L•••••
Gross asset value
$124M
as of Mar 31, 2021; not a fund size
Peak GAV
$124M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
55%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
66%
Reported
4 filings
Mar 30, 2020 to Mar 31, 2021
Reporting history
one row per Form ADV filing
Gross asset value$124M as of Mar 31, 2021
Mar 30, 2020$100M then
Owners15 as of Mar 31, 2021
Mar 30, 20200 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citizens Bank, N.A.Providence, Rhode Island · LEI DRMSV1Q0EKMEXLAU1P80
- People'S United BankBoston, Massachusetts
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- A••••••• P••••• I••••••••• I••••••••• S••• L••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 55%reportedadviser and related persons