DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W••• S••••• F•••••• P•••••••• L•••
Gross asset value
$2.2M
as of Feb 28, 2024; not a fund size
Peak GAV
$42.1M
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
100%
Reported
31 filings
Mar 31, 2022 to Feb 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.2M as of Feb 28, 2024
Mar 31, 2022$42.1M then
Owners4 as of Feb 28, 2024
Mar 31, 20223 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro Bank N.VGustav Mahlerlaan, Netherlands
- Banco Santander (Mexico), S.A.Mexico City, Mexico
- Bank Of AmericaCharlotte, North Carolina
- Bank Of AmericaConcord, California
- Bank Of ChinaShenzhen, China
- Barclays Bank PlcLondon, United Kingdom
- Barclays Bank Plc, Jersey BranchSt. Helier, Jersey
- Bnp ParibasParis, France
- Ca Indosuez Wealth (Europe)Luxembourg, Luxembourg
- Caceis Bank LuxembourgLuxembourg, Luxembourg
- Carta Securities, LLCSan Francisco, California
- Ccb Qingdao Sifang BranchQingdao, China
- China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, ShanghaiShanghai, China
- Cibc Bank USAChicago, Illinois
- Citibank N.A.New York, New York
- ComputershareCanton, Massachusetts
- Corland BmoChicago, Illinois
- Credit Agricole Corporate And Invesment BankNew York, New York
- Deutsche BankFrankfurt, Germany
- Deutsche BankNew York, New York
Across DFX
shared identifiers only
- W••• S••••• F•••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons