DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K• L••••• A•••• B••• M••••• F••• L•••
Gross asset value
$39.8M
as of May 16, 2019; not a fund size
Peak GAV
$107M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
98%
of the fund
Owned by funds
98%
fund-of-funds interests
Non-US owners
38%
Reported
31 filings
Nov 23, 2015 to May 16, 2019
Reporting history
one row per Form ADV filing
Gross asset value$39.8M as of May 16, 2019
Nov 23, 2015$13.0M then
Owners4 as of May 16, 2019
Nov 23, 20151 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 98%reportedadviser and related persons