DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••••• P••••••• I•• L•
Gross asset value
$47.1M
as of Jan 2, 2015; not a fund size
Peak GAV
$51.4M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
94%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Feb 16, 2012 to Jan 2, 2015
Reporting history
one row per Form ADV filing
Gross asset value$47.1M as of Jan 2, 2015
Feb 16, 2012$28.0M then
Owners12 as of Jan 2, 2015
Feb 16, 20123 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-168308reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells FargoAtlanta, Georgia
Across DFX
shared identifiers only
- P••••••••• P••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons