DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
P
Gross asset value
$2.1M
as of Mar 26, 2018; not a fund size
Peak GAV
$131M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
71%
fund-of-funds interests
Non-US owners
13%
Reported
7 filings
Mar 29, 2012 to Mar 26, 2018
Reporting history
one row per Form ADV filing
Gross asset value$2.1M as of Mar 26, 2018
Mar 29, 2012$85.6M then
Owners15 as of Mar 26, 2018
Mar 29, 201215 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock TransferNew York, New York
- Barclays Capital Inc.New York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Square 1 BankDurham, North Carolina
- Stifel, Nicolaus & Company, IncorporatedNew York, New York
Across DFX
shared identifiers only
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons