DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••• I••••••••• F••• I• G•••••• L•••
Gross asset value
$212M
as of May 9, 2024; not a fund size
Peak GAV
$223M
highest filing
Owners
20
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
10%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
0%
Reported
53 filings
Feb 26, 2013 to May 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$212M as of May 9, 2024
Feb 26, 2013$98.9M then
Owners20 as of May 9, 2024
Feb 26, 20133 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-188623reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonPittsburgh, Pennsylvania
- Wells Fargo BankShelton, Connecticut
Across DFX
shared identifiers only
- S••••••• E••••• I••••••••• F••• I• G•••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons