DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••• C•••••• P••••••• I•• L•••
Gross asset value
$146M
as of Mar 29, 2024; not a fund size
Peak GAV
$286M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
25%
Reported
25 filings
Mar 30, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$146M as of Mar 29, 2024
Mar 30, 2012$39.4M then
Owners34 as of Mar 29, 2024
Mar 30, 201233 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-164794reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Bofa Securities, Inc.New York, New York
- JP MorganColumbus, Ohio
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Raymond James & Associates, Inc.St Petersburg, Florida · LEI U4ONQX15J3RO8XCKE979
- SvbSanta Clara, California
- UBS Financial Services Inc.Weehawken, New Jersey
Across DFX
shared identifiers only
- T••••• C•••••• P••••••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons