DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Nam Special Situations Fund I Qp LLC Fbio Series Vi

Private Equity Fundadvised byB. Riley Wealth Advisors, Inc.BD affiliated805-8030183787no longer reportedIAPD
Gross asset value
$0
as of Sep 6, 2019; not a fund size
Peak GAV
$5.3M
highest filing
Owners
0
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Dec 19, 2017 to Sep 6, 2019
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Sep 6, 2019
Dec 19, 2017$5.3M then
Owners0 as of Sep 6, 2019
Dec 19, 201737 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-295617reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Signature Bank
    New York, New York · LEI 13-4149421
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons