DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C•••••••• I••• L•••
Gross asset value
$41.6M
as of May 21, 2024; not a fund size
Peak GAV
$220M
highest filing
Owners
70
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
45%
fund-of-funds interests
Non-US owners
5%
Reported
24 filings
Feb 13, 2012 to May 21, 2024
Reporting history
one row per Form ADV filing
Gross asset value$41.6M as of May 21, 2024
Feb 13, 2012$214M then
Owners70 as of May 21, 2024
Feb 13, 201271 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-124800reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Amegy Bank Of TexasHouston, Texas · LEI XY18PUSROVLI5YR2I431
- Jpmorgan Chase Bank, National AssociationHouston, Texas · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- C•••••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 8.0%reportedadviser and related persons