DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Optimal Sic 6x9 - B3 Pfd, LLC

Private Equity Fundadvised byOptimal Capital Advisors, LLCindependent RIA805-8108629903IAPD
Gross asset value
$2.5M
as of Dec 13, 2024; not a fund size
Peak GAV
$2.5M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 30, 2023 to Dec 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$2.5M as of Dec 13, 2024
Mar 30, 2023$2.5M then
Owners20 as of Dec 13, 2024
Mar 30, 202320 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Michigan, United Statesreported
Clients solicited
yes, 6% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Millennium Trust Company, LLC
    Oak Brook, Illinois
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
11%reportedadviser and related persons