DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V•• I••••••• F••• B• L••
Gross asset value
$25.7M
as of Nov 8, 2024; not a fund size
Peak GAV
$462M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$300M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Mar 31, 2015 to Nov 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$25.7M as of Nov 8, 2024
Mar 31, 2015$300M then
Owners2 as of Nov 8, 2024
Mar 31, 20152 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-225887reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- US BankMinneapolis, Minnesota · LEI N1GZ7BBF3NP8GI976H15
- Wells Fargo BankSan Francisco, California · LEI PBLD0EJDB5FWOLXP3B76
Across DFX
shared identifiers only
- V•• I••••••• F••• B• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons