DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
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Gross asset value
$39.6M
as of May 6, 2026; not a fund size
Peak GAV
$178M
highest filing
Owners
55
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
28 filings
Feb 15, 2013 to May 6, 2026
Reporting history
one row per Form ADV filing
Gross asset value$76.4M as of May 21, 2024
Feb 15, 2013$5.7M then
Owners55 as of May 21, 2024
Feb 15, 20139 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 39% of the adviser's clients investedreported
- Form D file number
- 021-191361reportedthe join to the Form D offering
- Type as written
- NOT A HEDGE FUND, LIQUIDITY FUND, PRIVATE EQUITY FUND, REAL ESTATE FUND, SECURITIZED ASSET FUND, OR VENTURE CAPITAL FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U. S. Bank National AssociationBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons