DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••• V•••••• P••••••• I••• L•
Gross asset value
$375M
as of May 29, 2024; not a fund size
Peak GAV
$375M
highest filing
Owners
132
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
4%
Reported
14 filings
Mar 31, 2020 to May 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$375M as of May 29, 2024
Mar 31, 2020$254M then
Owners132 as of May 29, 2024
Mar 31, 2020132 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-345809reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banc Of California, IncLos Angeles, California · LEI 549300A7DTSCJLJ33451
- Eshares, Inc. Dba Carta, IncSan Francisco, California
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- JP Morgan Chase BankNew York City, New York · LEI 7H6GLXDRUGQFU57RNE97
Across DFX
shared identifiers only
- C••• V•••••• P••••••• I••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons