DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• S••••••••• P••••••••• P••••••••• F•••• L•
Gross asset value
$49.5M
as of Jun 12, 2024; not a fund size
Peak GAV
$289M
highest filing
Owners
6
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
95%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
22 filings
Mar 23, 2012 to Jun 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$49.5M as of Jun 12, 2024
Mar 23, 2012$15.0M then
Owners6 as of Jun 12, 2024
Mar 23, 20121 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Private BankSan Francisco, California · LEI 984500653R409CC5
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJacksonville, Florida
Across DFX
shared identifiers only
- T•• S••••••••• P••••••••• P••••••••• F•••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 95%reportedadviser and related persons