DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••• P•••• A•••• F••• A• L•••
Gross asset value
$610,956
as of Feb 15, 2023; not a fund size
Peak GAV
$237M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
97%
Reported
12 filings
Mar 30, 2016 to Feb 15, 2023
Reporting history
one row per Form ADV filing
Gross asset value$610,956 as of Feb 15, 2023
Mar 30, 2016$237M then
Owners9 as of Feb 15, 2023
Mar 30, 20169 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-245737reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bok Financial Securities, Inc.Dallas, Texas
Across DFX
shared identifiers only
- P•••• P•••• A•••• F••• a• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons