DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••• C•••• L•••• A•••••• P•••••• E••••• F••• I•• L•••
Gross asset value
$3.0M
as of Jun 25, 2020; not a fund size
Peak GAV
$100M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
93%
Reported
10 filings
Mar 29, 2012 to Jun 25, 2020
Reporting history
one row per Form ADV filing
Gross asset value$3.0M as of Jun 25, 2020
Mar 29, 2012$100M then
Owners28 as of Jun 25, 2020
Mar 29, 201219 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-57623reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco De Credito E Inversiones S.A.Santiago, Chile
- Cibc Firstcaribbean International BankGrand Cayman, Cayman Islands
Across DFX
shared identifiers only
- S••••••• C•••• L•••• A•••••• P•••••• E••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons